Small cell lung cancer (SCLC), accounting for approximately 15% of lung cancer, is the deadliest and most aggressive primary lung cancer type, and it kills around 250,000 people per year worldwide (1). Diagnosed SCLC is usually widely metastatic, and the standard treatment is platinum-based chemotherapy with etoposide and radiotherapy (2). Although, SCLC patients initially respond well to cytotoxic therapy, tumor recurrence occurs in most patients. Due to the lack of effective drugs for second-line chemotherapy, the 5-year survival rate of SCLC patients is lower than 5% (3).
Recently, a small subset of tumor cells endowed with stem-cell properties, termed cancer stem cells (CSCs), were isolated from leukemia (4) and solid tumors including SCLC (5-7). CSCs from SCLC cell lines or tumor tissues grow as non-adherent spherical colonies under specified serum-free conditions, and they potently initiate tumor xenografts in immunocompromised mice (6,7). CSCs have capacities to self-renew, differentiate into heterogeneous progeny, and initiate tumor formation (6). CSCs are responsible for SCLC invasion, metastasis, therapeutic resistance, and recurrence. Thus, efficient elimination of CSCs might be a more effective strategy to treat cancer than the current treatment methods.
Several studies reported that Hedgehog signaling plays a crucial role in SCLC pathogenesis. Shh and GLI1 protein expression was observed in SCLC tissues and cell lines, and the Smo inhibitor cyclopamine could inhibit the growth of SCLC cell lines (8). Activation of Hedgehog signaling promoted SCLC initiation and progression in Rb1-Trp53-mutant mice models, and Hedgehog pathway blockade suppressed SCLC growth in mice (9,10). Hedgehog signaling inhibition effectively prevented cancer recurrence after chemotherapy in SCLC mice models (9,10).
Arsenic trioxide (As2O3) was approved by the FDA to treat acute promyelocytic leukemia (APL). The safety of the drug at therapeutic concentration has been well demonstrated in clinical practice. In recent years, As2O3 has been shown to have anticancer activity in gliomas (11,12), breast cancer (13), hepatocellular carcinoma (14) and pancreatic cancer (15). Several studies demonstrated that As2O3 triggers pronounced cell death in SCLC cells via apoptosis or necrosis (16,17). The inhibitory effects of As2O3 on SCLC growth were also seen in nude mice models (17-19), suggesting that As2O3 may be an effective drug for SCLC. Our preliminary study found that As2O3 can inhibit H446 cells from forming tumor spheres under serum-free conditions, reduce the expression of stem cell biomarkers CD133, SOX2 and OCT4, and inhibit GLI1 and its target genes (20). However, our previous study did not isolate CSCs from SCLC cell lines. The impacts of As2O3 treatment on SCLC stem cells in xenografts and the underlying molecular mechanisms are still largely undefined.
Here, we identified the stem phenotypic characteristics of CSCs derived from SCLC, investigated the therapeutic effects of As2O3 on these cells, and further explored the possible signaling pathway involved in this process.
We present the following article in accordance with the ARRIVE reporting checklist (available at http://dx.doi.org/10.21037/tlcr-20-467).
For in vitro assays, As2O3 (SL Pharm, China) was dissolved in 1× phosphate-buffered saline (PBS) at a stock solution concentration of 1 mmol/L. As2O3 was dissolved in normal saline (NS) for in vivo studies. GANT-61 (C27H35N5) was purchased from Selleck company (Shanghai, China). GANT-61 was prepared as stock solutions in ethanol before diluting in cell culture medium. The final ethanol concentration did not exceed 0.1% v/v, and ethanol had no demonstrable effect on cell cultures.
The SCLC cell lines H446 and H209 were obtained from the Cell Bank of the Chinese Academy of Sciences (Kunming, China). Cell lines were authenticated by analyzing short tandem repeats (STR) by the FuHeng Cell Center (Shanghai, China). Cells were grown in DMEM/F12 medium supplemented with 10% fetal bovine serum (FBS).
Cells were cultured in serum-free conditioned medium as previously reported to enrich CSCs from H446 and H209 (6,7). The serum-free conditioned medium consists of DMEM/F12 medium (Life Technologies, USA) supplemented with 20 ng/mL epidermal growth factor (EGF) (Invitrogen, USA), 20 ng/mL basic fibroblast growth factor (bFGF) (Invitrogen, USA), 2% B27 supplement (Life Technologies, USA), 2 mM L-glutamine (Invitrogen, USA), and 1% Insulin-Transferrin-Selenium (ITS) (Invitrogen, USA) in ultra-low-adherent plates (Corning, USA). Culture medium was replaced twice a week, and CSCs were passaged every six to seven days.
Limiting dilution analysis
The first, second, third, fourth, and fifth-passage spheres and their parental cells were dissociated into single-cell suspensions. To obtain a single cell per well, 100 cells were cultured in 200 µL serum-free conditioned medium mentioned above in a 96-well plate. After 14 days of culture, the number of tumor spheres formed in each well was evaluated under an inverted microscope (Leica, Germany). CFE was calculated using the following formula: CFE = the number of spheres formed/ the number of single cells plated ×100%.
Quantitative real-time PCR (qPCR)
The total RNA was extracted from cells or tissues and then reverse transcribed to cDNA. RT-PCR analysis was performed using an Applied Biosystems Prism 7900 HT Sequence Detection System with Universal SYBR qPCR Master Mix (Vazyme, China). Primer sequences were shown in Table S1. The expression levels of each mRNA relative to the β-actin expression level were calculated based on the 2-ΔΔCt method.
Western blot analysis
Cells or tissues were lysed with cell lysis buffer containing phenylmethanesulfonylfluoride (PMSF). Proteins were electrophoretically transferred onto polyvinylidene fluoride (PVDF) membranes. Membranes were blocked with 3% bovine serum album (BSA) in PBST for two hours before incubating overnight at 4 °C with primary antibodies. The primary antibodies were as follows: SOX2 (Abcam, UK), c-Myc (Abcam, UK), NANOG (Abcam, UK), OCT4 (Abcam, UK), GLI1 (Abcam, UK), Caspase-3 (Cene Tex, USA), PARP (CST, USA), and β-actin (ABclonal, USA). The membranes were rinsed, followed by incubation with the secondary antibody (Servicebio, China) and visualization of the bands using the ECL detection reagents.
SCLC-derived CSCs or parental cells were dissociated into single-cell suspensions. The cells were resuspended in serum-free DMEM/F12 to a density of 5×104 cells/mL in Transwell inserts (Corning, USA) in a 24-well plate. DMEM/F12 containing 10% FBS was added to the bottom of a 24-well plate. After incubating for 24 hours, the Transwell membranes were fixed with 4% paraformaldehyde before staining with crystal violet. The migrated cells on the lower of the Transwell membrane were counted under an inverted microscope in five random fields at 200× magnification.
In vivo tumorigenesis analysis
We evaluated the tumorigenicity of SCLC-derived CSCs and parental SCLC cells. Four-week-old male nude mice were purchased from and housed in the specific pathogen free (SPF) room of the Experimental Animal Center affiliated with the Second Military Medical University. The weight range of the nude mice is 18 to 22 g. The animal study was approved by the Committee on Ethics of Biomedicine, Second Military Medical University (Reference Number: 20160218-8160110302). Animal welfare and experimental procedures were carried out in accordance with the Guide for the Care and Use of Laboratory Animals (Ministry of Science and Technology of China). SCLC-derived CSCs and parental cells were dissociated into single cell suspensions diluted in DMEM/F12 medium mixed with Matrigel (BD Biosciences, USA). Then, they were subcutaneously implanted in the right and left flanks of nude mice, in varying amounts (1×104, 1×105 or 1×106 cells). There were 5 nude mice in each group. Tumor growth was observed and recorded twice a week. The mice were sacrificed and the tumor tissues were collected after three months of growth. Hematoxylin and eosin (HE) staining was performed.
Tumor sphere formation analysis
SCLC-derived CSCs (2×104 per well) were seeded in 2 mL serum-free conditioned medium in low-adherent 6-well culture plates (Corning, USA) and treated with 0.5–4 µM As2O3. Cells treated with vehicle were used as controls. After incubating at 37 °C for five days, pictures were taken under a microscope and tumor spheres were counted in five separated 40× fields.
Then, SCLC-derived CSCs (1×103 per well) were seeded in low-adherent 96-well plates (Corning, USA) in 200 µL serum-free conditioned medium before treating with different concentrations of As2O3, GANT-61, or As2O3+GANT-61. Cells treated with vehicle were used as controls. After incubation for five days, the number of tumor spheres was counted in five separated 100× fields.
Tumor sphere recovery analysis
SCLC-derived CSCs were treated with different concentrations of As2O3 (1–4 µM). After 72 hours, cells from each group were collected, digested into single cells, and stained with trypan blue. Subsequently, for each group, 2×104 viable cells per well were counted and seeded in low-adherent 6-well plates (Corning, USA) in serum-free conditioned medium without As2O3. After incubating at 37 °C for five days, pictures were taken under a microscope and the tumor spheres were counted in five separated 40× fields.
CCK8 cell viability assay
SCLC-derived CSCs (1×104 per well) were seeded in 200 µL serum-free conditioned medium in 96-well culture plates before treating with 0.5–8 µM As2O3. Cells treated with vehicle were used as controls. After incubating at 37 °C for 24, 48 or 72 hours, CCK8 reagent (Beyotime, China) was added and the absorbance at 450 nm was measured. The cell inhibition ratio (IR) was calculated using the following formula: IR = (1– absorbance in the treated group/absorbance in the control group) ×100%.
Colony formation assay
Zero-point sixty-five percent agarose in DMEM/F12 medium was overlaid on the bottom of plastic 6-well plates. Dissociated SCLC-derived CSCs (2×104 per well) were suspended in specified serum-free medium containing 0.35% agarose and placed on top of the bottom layer. Cells were treated with different concentrations of As2O3 (0–4 µM) for 14 days. Colony formation was analyzed under an inverted microscope by measuring the number of colonies in three random ×40 fields per well.
Cell cycle analysis
SCLC-derived CSCs were treated with different concentrations of As2O3 (0–4 µM) for 24 hours. Cells were collected and dissociated using Accutase cell detachment solution (BD, USA) to obtain single cells. Cells were incubated with DNA staining solution and permeabilization solution (MultiScience, China) at 37 °C for 30 min. The cell cycle was analyzed via flow cytometry with a FACS Calibur (BD, USA).
Annexin V-FITC apoptosis analysis
SCLC-derived CSCs were treated with varying concentrations of As2O3, GANT-61 or As2O3+GANT-61 for 48 hours, and apoptosis was measured using the FITC Annexin apoptosis detection kit I (BD, USA). Briefly, cells were dissociated and resuspended in 1× binding buffer. Next, FITC Annexin V and PI were added, followed by incubation at room temperature for 15 min. Data were analyzed using a flow cytometer.
Lentiviruses and transfection
Lentiviruses were produced in HEK-293T cells as previously described (21). Lentiviral vectors were GV248 vectors (GeneChem, China). LV-shSOX2-1 targets the sequence 5'-caGCTCGCAGACCT ACATGAA-3' and LV-shSOX2-2 targets the sequence 5'-gaAGAAGGATAAGTACACGCT-3'. Sequencing results are shown in Figure S1A,B. SCLC-derived CSCs were transfected with lentiviruses using Polybrene (GeneChem, China).
In vivo animal models and treatment
Four-week-old male nude mice were purchased from and housed in the SPF room of the Experimental Animal Center affiliated with the Second Military Medical University. The weight range of the nude mice is 18 to 22 g. The animal study was approved by the Committee on Ethics of Biomedicine, Second Military Medical University (Reference Number: 20160218-8160110302). Animal welfare and experimental procedures were carried out in accordance with the Guide for the Care and Use of Laboratory Animals (Ministry of Science and Technology of China). The mice were subcutaneously inoculated in the right flanks with SCLC-derived CSCs (1×106 cells per mouse) in DMEM/F12 medium mixed with Matrigel (BD, USA). The tumor-bearing mice were randomly divided into three groups (7 mice per group) when the average tumor volume reached 60–70 mm3. The groups included one control (NS) group and two As2O3 groups (2.5 or 5.0 mg/kg As2O3). As2O3 was dissolved in NS. All mice were treated by intraperitoneal injection once daily for 14 days. Tumor volume (V) was measured every other day using caliper and calculated using the following formula: V (mm3) = (L× W2)/2, where L = length (mm), W = width (mm).
The frozen tissue slices were fixed with 4% paraformaldehyde, blocked with blocking buffer for immunol staining (Beyotime, China) at room temperature, and incubated overnight at 4 °C with the following primary antibodies: SOX2 (Abcam, UK) and c-Myc (Abcam, UK). The slides were then incubated with the appropriate secondary antibody for one hour at room temperature. Alexa 488-conjugated or Cy3-conjugated goat anti-rabbit IgG (Servicebio, China) was used. Cell nuclei were counterstained with DAPI, and images were collected with a Leica fluorescence microscope. The ratio of SOX2+ or c-Myc+ cells were determined by counting positive-stained cells and total cells in four separated ×400 fields of each tumor sample. Five tumor samples were analyzed in both As2O3 groups and control group.
The cryopreserved tissue sections were fixed with 4% paraformaldehyde, permeabilized with 0.3% Triton X-100 in PBS, and blocked with endogenous peroxidase blocking buffer. The sections were incubated with TUNEL reaction mixture (Roche, Switzerland) for one hour. The sections were rinsed and incubated with Converter-POD (Roche, Switzerland) at 37 °C for 30 min. The sections were colored with DAB substrate (Servicebio, China) and counterstained with hematoxylin. The ratio of apoptotic cells was determined under a light microscope by counting TUNEL positive-stained cells and total cells in four separated ×400 fields.
Results were analyzed using the SPSS 22.0 software program. Data were presented as the means ± SD and analyzed using a two-tailed Student’s t-test or one-way ANOVA. A repeated measure ANOVA was used to calculate the P values for tumor growth curves. P values ˂0.05 were considered statistically significant.
Sphere cells derived from H446 and H209 cell lines display CSC characteristics
CSCs can form spherical colonies when cultured in specific conditions including serum-free medium and low adherence substrate (22). Cancer cell line-derived or primary tumor-derived sphere cells exhibit powerful self-renewal capacity, tumor-initiating abilities, and they are more resistant to chemotherapy and radiotherapy (23,24). To enrich CSCs, we grew the SCLC cell lines H446 and H209 in specified serum-free medium. After four to six days of culture, we observed that cells formed floating spheres of varying sizes (Figure 1A). These spheres were dissociated into single cells that could be passaged serially more than 30 times. By limiting dilution analysis, we examined the in vitro self-renewal ability of different-generation spheres and their parental cells. As shown in Figure 1B, as generations increased, the CFE of sphere cells was obviously elevated. In these two cell lines, the CFE of fifth-passage sphere cells were above 70%.
We used qPCR and western blotting to verify that fifth-passage H446 spheres or H209 spheres exhibited higher expression of the stem cell transcription factors SOX2, OCT4, NANOG and c-Myc at the mRNA and protein levels compared with their parental cells (Figure 1C,D). However, we used qPCR and flow cytometry to show that the expression levels of the stem cell marker CD133, CD44, and Nestin did not increase in the fifth-passage H446 spheres or H209 spheres compared to their parental cells (Figure 1E,F,G). We also observed enhanced invading ability in the fifth-passage H446 spheres or H209 spheres compared to their parental cells (Figure 1H,I).
Analysis of tumorigenic ability in an immunodeficient mice is the standard method to for CSC identification (25). SCLC-derived sphere cells and parental cells were subcutaneously implanted in the right and left flanks of nude mice, in varying amounts (1×104, 1×105 or 1×106 cells). There were 5 nude mice in each group. An injection of 104 fifth-passage H446- or H209-sphere cells generated tumor xenografts, but an equivalent number of parental cells did not have an effect (Figure 1J). In Tables 1,2, only 1×104 fifth-passage H446- or H209-sphere cells could produce xenograft tumors. On the other hand, at least 1×106 parental cells were required to develop tumors. Therefore, sphere cells were more tumorigenic than their parental cells. HE staining showed that xenografts derived from H446- and H209-sphere cells had the same histological characteristics as typical SCLCs (Figure 1K). These data indicated that the fifth-passage sphere cells derived from H446 and H209 cell lines display CSC characteristics. Therefore, the fifth-passage sphere cells were referred to as CSCs throughout the study.
As2O3 inhibits the growth and clonogenicity of SCLC-derived CSCs
As shown in Figure 2A, As2O3 inhibited the proliferation of SCLC-derived CSCs in concentration- and time-dependent manners. We plotted a dose-response curve, showing that the IC50 of H446 CSCs and H209 CSCs treated with As2O3 for 72 hours was 1.037 and 3.272 µM, respectively (Figure 2B). Consistently, treatment of SCLC-derived CSCs with As2O3 (1–4 µM) for five days significantly decreased the number and size of spheres (Figure 2C,D). To determine if the effect of As2O3 on sphere formation is reversible, H446 CSCs and H209 CSCs were pretreated with As2O3 for 72 hours before dissociating into single cells and cultured in serum-free medium for 5 days without As2O3. As2O3 pretreatment significantly inhibited sphere growth (Figure 2C,D). The size of spheres in the As2O3-pretreated groups was also smaller than the control group. Besides, As2O3 dramatically inhibited SCLC-derived CSCs to form clonogenicity in soft agar in a dose-dependent manner (Figure 2E,F).
As2O3 promoted cell apoptosis and reduced SOX2 and c-Myc protein expression in SCLC-derived CSCs
We investigated the effects of As2O3 on CSC apoptosis. As shown in Figure 3A,B, As2O3 induced cell apoptosis of H446 CSCs and H209 CSCs in a dose-dependent manner. We also detected the apoptotic marker cleaved PARP. We found that its level increased in response to As2O3 treatment (Figure 3C). The impact of As2O3 on the cell cycle was also examined. Our data demonstrated that As2O3 treatment had no significant effect on the cell cycle in both H446 CSCs and H209 CSCs (Figure 3D,E). SOX2 and c-Myc are two key stem cell transcription factors required for self-renewal and tumorigenicity of CSCs. Our data showed that As2O3 treatment triggered an immediate downregulation of SOX2 and c-Myc mRNA and protein levels in H446 CSCs and H209 CSCs (Figure 3F,G). This downregulation effect was dependent on As2O3 concentration
SOX2 silencing suppressed SCLC-derived CSCs growth and induced apoptosis
SOX2 Silencing has been shown to decrease self-renewal and abrogate tumorigenicity in glioblastoma CSCs (26) and melanoma CSCs (27). To clarify its function in SCLC-derived CSCs, H446 CSCs and H209 CSCs were infected with SOX2 shRNA lentiviruses (shSOX2-1 and shSOX2-2) and control lentiviruses (shNT). Green fluorescence expression could be observed under a fluorescence microscope 72 hours after infection (Figure 4A). shSOX2-1 and shSOX2-2 reduced the SOX2 mRNA level by 64–80% compared to shNT in H446 CSCs and H209 CSCs (Figure 4B). We used western blotting to verify that SOX2 protein expression in the shSOX2-1 and shSOX2-2 groups was lower than that in the shNT group (Figure 4C). As shown in Figure 4D, SOX2 knockdown significantly decreased sphere size. In addition, SOX2 knockdown drastically reduced the number of spheres (Figure 4E). SOX2 silencing also dramatically inhibited H446 CSC and H209 CSC clonogenicity formation in soft agar (Figure 4F). SOX2 silencing induced cleaved caspase-3 and cleaved PARP expression (Figure 4C).
Anti-cancer efficacy of As2O3 against xenografts derived from SCLC-derived CSCs
We further investigated the efficiency of As2O3 against tumor growth of SCLC-derived CSCs in vivo. The nude mice were subcutaneously inoculated in the right flanks with SCLC-derived CSCs (1×106 cells per mouse). The tumor-bearing mice were randomly divided into control (NS) group, 2.5 or 5.0 mg/kg As2O3 group when the average tumor volume reached 60–70 mm3. There were 7 mice in each group. The average tumor volumes of the 2.5 and 5.0 mg/kg As2O3 groups were significantly smaller than the control group from day 6 to 14 in H446 CSCs tumor-bearing mice (Figure 5A,B). A similar inhibitory effect of As2O3 on tumor growth was seen in H209 CSCs xenograft models, and the average tumor volumes of the 2.5 and 5.0 mg/kg As2O3 groups were significantly smaller than the control group from day 8 to 14 (Figure 5A,B). By a repeated measure ANOVA, we found that either time or intervention significantly affected tumor volume in H446 CSCs and H209 CSCs xenograft models. There is an interaction between time and intervention. On day 14, the mean tumor weight of the As2O3-treated groups was significantly lower than the control group (Figure 5C). TUNEL staining showed that treatment with 2.5 and 5.0 mg/kg As2O3 increased the apoptotic cell ratio in xenograft models (Figure 5D). These data indicated that As2O3 treatment significantly suppressed tumor growth and induced apoptosis in SCLC CSCs-derived xenografts. Besides, immunofluorescent staining demonstrated that As2O3 treatment dramatically reduced SOX2+ cell and c-Myc+ cell population in xenografts (Figure 5E,F). Importantly, no obvious side effects were observed during As2O3 treatment. Collectively, As2O3 treatment resulted in the reduction of SCLC-derived CSCs in vivo at non-toxic doses.
Hedgehog pathway was activated in SCLC-derived CSCs and As2O3 down-regulated GLI1 and its downstream genes
The Hedgehog signaling pathway plays a key role in the regulation of proliferation, differentiation, and tumorigenic potential of CSCs. GLI1 is the key transcription factor of Hedgehog signaling, and it induces the transcription of numerous target genes like PTCH1 and n-Myc. As shown in Figure 6A, the mRNA levels of GLI1, PTCH1 and n-Myc were significantly up-regulated in H446 CSCs and H209 CSCs compared to their parental cells. Nest, we analyzed the effects of As2O3 on the expression of GLI1, PTCH1 and n-Myc in SCLC-derived CSCs in vitro and in vivo. We found that As2O3 treatment remarkably downregulated the expression of GLI1 protein and its target genes PTCH1 and n-Myc in H446 CSCs and H209 CSCs in vitro (Figure 6B,C). As expected, As2O3 administration also induced the downregulation of GLI1 protein and its downstream genes PTCH1 and n-Myc in H446 CSC- and H209 CSC-derived xenografts (Figure 6D,E).
GLI inhibitor recapitulated and enhanced therapeutic effects of As2O3 in SCLC-derived CSCs
To further verify the possible involvement of Hedgehog pathways in the stemness phenotype and apoptotic induction in As2O3-treated SCLC-derived CSCs, GANT-61, a GLI transcription factor inhibitor, was applied. H446 CSCs and H209 CSCs were treated with vehicle (control), As2O3 alone, GANT-61 alone, or a combination of As2O3 and GANT-61. We found that GANT-61 down-regulated the expression of GLI1 protein and increased the inhibitory effect of As2O3 on GLI1 protein (Figure 7A). The sphere formation assay showed that 1 µM As2O3 or 5 µM GANT-61 decreased sphere formation compared to control (Figure 7B,C). Strikingly, sphere formation was almost eliminated by the combined treatment (Figure 7B,C). As measured by flow cytometer, the apoptosis percentage in the As2O3, GANT-61 or As2O3+GANT-61 groups were significantly higher than in control group (Figure 7D,E). Besides, a significant increase in apoptosis was found in the combined group compared to the As2O3 alone group (Figure 7D,E). Furthermore, As2O3, GANT-61 or As2O3+GANT-61 increased the expression of cleaved PARP and decreased SOX2 and c-Myc expression, compared to the control (Figure 7F). The effects of the combined group were more significant than the As2O3 alone group.
The high recurrence rate in patients with SCLC highlights the urgent need for therapeutic drugs against CSCs that are critical for therapeutic resistance, tumor metastasis and recurrence (28,29). The sphere culture system was initially developed for in vitro expansion of normal neural stem cells (30), and it has been widely used recently to isolate and characterize CSCs from different tumors including SCLC (6,7). When cultured in serum-free medium containing EGF and bFGF and low adherence substrate, undifferentiated cells grow slowly and form floating colonies called tumor spheres while differentiated cells die (31). Tumor sphere cells exhibit powerful self-renewal capacity, tumor-initiating abilities, and they are more resistant to chemotherapy and radiotherapy (23,24). Since there is no specific surface marker for SCLC stem cells, the sphere culture method was used to enrich CSCs in the SCLC cell lines H446 and H209. We found that sphere cells possessed potent self-renewal capacity. They could be passaged serially more than 30 times when dissociated into single cells. The CFE increased from the first to the fifth-passage sphere cells, and more than 70% of the fifth-passage sphere cells could regenerate colonies. OCT4, SOX2, NANOG and c-Myc are master transcription factors that maintain the self-renewal and pluripotency of embryonic stem cells (ESCs) (32), and they are also essential for CSC function (33). We also observed higher expression levels of SOX2, OCT4, c-Myc, and NANOG in the fifth-passage H446 spheres or H209 spheres than in their parental cells. However, the expression levels of commonly used stem cell markers CD133, CD44 and Nestin did not increase in the fifth-passage spheres compared to their parental cells. These data indicate that CD133, CD44 and Nestin may not specific CSC markers and are not restricted to CSCs in SCLC. Other literatures are in favor of our findings. Meng et al. (34) concluded that CD133+ and CD133− subpopulations sorted from H446 cells displayed similar abilities of self-renewal, differentiation, invasion, as well as chemotherapy resistance. Coppola et al. (35) demonstrated that CD44 expression was inversely correlated with more aggressive types in SCLC. In addition, the invasion ability of the fifth-passage sphere cells was significantly higher than their parental cells. In vivo tumorigenesis is the major characteristic of CSCs, and it is the standard method for CSC identification (25). Notably, we observed that the fifth-passage SCLC sphere cells were approximately 100-fold more tumorigenic than their parental cells. Our data indicate that sphere cells derived from H446 and H209 cell lines grown under specified serum-free conditions display CSC properties.
As2O3 is an FDA-approved drug for APL treatment. Several studies have reported the therapeutic effects of As2O3 on the cell growth of gliomas (11,12), breast cancer (13), hepatocellular carcinoma (14) and pancreatic cancer (15) by targeting CSCs. The cellular response of SCLC-derived CSCs to As2O3 must be explored. Our results revealed that As2O3 treatment dramatically inhibited cell viability, sphere-forming, and colony formation ability of H446- and H209-derived CSCs in a concentration-dependent manner. This indicates that As2O3 treatment has potent inhibitory effects on SCLC-derived CSCs growth. Sphere formation inhibition was also found after As2O3 withdrawal, suggesting that the inhibitory effects of As2O3 on SCLC-derived CSCs is persistent.
In vitro assays showed that As2O3 treatment strongly induced apoptosis of H446 CSCs and H209 CSCs, but showed little effect on the cell cycle. In vivo, As2O3 treatment suppressed the tumor growth of H446- or H209-derived CSC-bearing nude mice and increased cell apoptosis in a dose-dependent manner. These data suggest that apoptosis induction may underlie the inhibitory effects of As2O3 on growth of SCLC-derived CSCs. SOX2 and MYC family genes have been found to be amplified in about 20% of SCLC samples (36,37). SOX2 knockdown decreased self-renewal and abrogated tumorigenicity in glioblastoma CSCs (26) and melanoma CSCs (27). c-Myc silencing in glioma CSCs increased apoptosis, reduced proliferation, and resulted in the failure to form tumors in immunodeficient mice (38,39). We found that their expression levels were significantly suppressed by As2O3 treatment. Similarly, As2O3 treatment dramatically reduced the SOX2+ and c-Myc+ cell proportion in H446 CSC- and H209 CSC-derived xenografts. Besides, SOX2 knockdown markedly reduced clonogenicity and sphere formation and induced cell apoptosis in SCLC-derived CSCs, indicating its role in maintaining the self-renewal of SCLC-derived CSCs.
Hedgehog signaling is a highly conservative signaling pathway in cell fate determination and pattern formation during embryonic development. The Hedgehog signaling pathway is inactivated in most adult tissues, but it is aberrantly reactivated in a variety of human cancers (40). Hedgehog signaling is initiated when Hh ligands (Shh, Ihh, or Dhh) bind to PTCH receptors, diminishing its inhibitory effects on Smoothened (41). The activation of Smoothened gives rise to activation and nuclear translocation of transcription factors GLI, which subsequently activate downstream genes like GLI1, PTCH1, n-Myc, CyclinD, and FOX. GLI1 serves as a key activator and also the target gene of the Hedgehog pathway, so it can reflect pathway activity. Prior studies by our team and other groups showed that As2O3 has significant antitumor or anti-CSC effects on some types of solid tumors via GLI1 inhibition (14,15,20,41,42). It has been speculated that As2O3 might affect the normal structure of GLI protein by directly binding to the zinc finger domain of GLI protein, thereby interfering the binding of GLI to other proteins or DNA and leading to GLI degradation by the proteasome (41). However, it is still unclear whether As2O3 increases apoptosis and suppresses SCLC-derived CSC growth via the Hedgehog signaling pathways. Here, we found that GLI1, PTCH1 and n-Myc expression levels were upregulated in H446- or H209-derived CSCs compared to their parental cells. Next, we verified that As2O3 decreased the expression of GLI1, PTCH1 and n-Myc in vitro and in vivo.
Moreover, we found that GANT-61 (a GLI transcription inhibitor) simulated and enhanced the effects of As2O3 on sphere formation, apoptosis, and expression of GLI1, SOX2 and c-Myc in H446- or H209-derived CSCs. These results strongly suggested that Hedgehog signaling at least partially mediated the therapeutic effects of As2O3 on SCLC-derived CSCs. Our findings also agree with the data published by others. Fu et al. (43) showed that suppression of Hedgehog signaling by GANT-61 inhibited pancreatic CSCs growth in vitro and in null mice xenografts. Tong et al. (44) showed that GANT-61 induced apoptosis of prostate CSCs via a GLI-dependent mechanism. It has been reported that the transcription factor GLI1 could bind to the proximal promoter region of SOX2 and regulate SOX2 expression in primary melanoma cells (27) and in non-small cell lung cancer (NSCLC) (45,46). Milla et al. (47) reported that the c-Myc gene was regulated by GLI1 in a zebrafish embryo model.
However, a phase II clinical trial of As2O3 (NCT01470248) recruited 17 patients with relapsed SCLC and found that As2O3 lacked effectiveness against tumor growth in SCLC patients and SCLC patient-derived xenografts (PDX) (48). One possible explanation for the lack of benefit is that due to the low percentage of CSCs in tumor tissues, As2O3 may be more potent when combined with cytotoxic therapy which kills the bulk differentiated tumor subpopulations. Just as Zheng et al. (19) reported that the combination of As2O3 and cisplatin was much more potent than either agent alone in SCLC cell line (H841) xenograft. Another possible explanation is that they adopted an intermittent regimen of drug administration to minimize hematologic toxicity as opposed to the daily continuous schedule performed in APL patients (49).
We found that CSCs were enriched from H446 and H209 SCLC cell lines using their ability to form tumor spheres in serum-free conditioned culture. As2O3 inhibited growth, induced apoptosis, and downregulated SOX2 and c-Myc expression in vitro and in vivo. SOX2 knockdown suppressed self-renewal and induced CSC apoptosis. GLI1 and its downstream genes PTCH1 and n-Myc were upregulated in SCLC-derived CSCs, and As2O3 reduced their expression in vitro and in vivo. GANT-61 (GLI inhibitor) mimicked and enhanced the changes in sphere formation, apoptosis, and gene expression induced by As2O3. Therefore, our study indicated a potential application for As2O3 in the treatment of SCLC via CSC targeting.
Funding: This work was supported by the National Natural Science Foundation of China (No. 81602618 and 81672929).
Reporting Checklist: The authors have completed the ARRIVE reporting checklist. Available at http://dx.doi.org/10.21037/tlcr-20-467
Data Sharing Statement: Available at http://dx.doi.org/10.21037/tlcr-20-467
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/tlcr-20-467). The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The animal study was approved by the Committee on Ethics of Biomedicine, Second Military Medical University (Reference Number: 20160218-8160110302). Animal welfare and experimental procedures were carried out in accordance with the Guide for the Care and Use of Laboratory Animals (Ministry of Science and Technology of China).
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